About the Role
Leads the development, implementation, and continuous improvement of compliance and operational risk management frameworks. Ensures alignment with regulatory requirements and organizational objectives while managing a team of compliance professionals.
Responsibilities
- Directs the execution of compliance monitoring and testing activities across business units
- Oversees the identification, assessment, and reporting of operational risks
- Manages the maintenance and enhancement of ORM program infrastructure
- Coordinates compliance audits and follow-up actions with internal and external stakeholders
- Develops and delivers risk and compliance training programs for employees
- Prepares detailed reports for senior management and regulatory bodies
- Ensures timely remediation of compliance findings and audit issues
- Collaborates with legal and regulatory teams to interpret new and evolving regulations
- Maintains up-to-date knowledge of regulatory changes impacting financial services
- Leads process improvements to increase efficiency and effectiveness of compliance operations
- Supervises a team of compliance and risk management professionals
- Establishes key risk indicators and performance metrics for ORM programs
- Supports incident management and loss event reporting processes
- Drives a risk-aware culture across the organization
- Manages documentation and recordkeeping in accordance with regulatory standards
- Oversees vendor compliance assessments and due diligence processes
- Works with technology teams to implement compliance monitoring tools
- Ensures consistency in risk classification and reporting methodologies
- Conducts root cause analyses for compliance breaches or control failures
- Provides guidance on regulatory expectations during business transformation initiatives
- Participates in crisis management and business continuity planning
- Supports regulatory examinations and inquiries
- Promotes ethical conduct and regulatory adherence across departments
- Evaluates emerging risks related to digital banking and fintech innovations
- Maintains strong communication channels with compliance units in other regions
Compensation
Competitive salary and benefits package
Work Arrangement
Hybrid work model with flexibility based on role and business needs
Team
Part of the Compliance and Operational Risk Management division within a large financial institution
Why This Role Matters
This position plays a critical part in maintaining the organization’s regulatory standing and protecting its reputation. The role ensures that compliance and risk frameworks evolve with changing laws and business strategies, supporting long-term resilience.
What to Expect
You will lead a team responsible for monitoring compliance across departments, identifying operational risks, and implementing corrective actions. Expect regular interaction with senior leaders, regulators, and control functions.
Not available for this position
